Vigilant is an Industry Leading Compliance Firm and for nearly two decades has been providing the following solutions:

• Outsourced CCO
• CCO Support
• Compliance Consulting
• Marketing Review Support
• Mock SEC Exams
• SEC Registration
• Principal Underwriter
• Registered Representative Licensing

Our Clients include: ETFs/Mutual Funds, Private Funds, Closed-End Funds, Investment Advisers and Broker Dealers.